Compliance Officer Associate (m/f/d)
Responsibilities
- Collect and document data, including alert, investigation, or Suspicious Activity Report history; Know Your Customer information; relevant account and transaction data; plus any other required information to assist the investigation
- Review and analyze underlying data gathered to assess reasonable cause in order to escalate an alert to Investigations, or to clear the alert
- Disposition and fully document all alerts, including supporting data, analysis and rationale for disposition, within the case management system in a timely manner
- Build relationships with AML Investigations units, effectively communicating and transferring information for case investigations
- Conduct periodic internal account / customer reviews to identify potentially suspicious activity
- Function as a key contributor and demonstrate knowledge of AML issues as well as broader functional knowledge
- Participate in individual and department goal development and execute on tactical strategies for goal attainment
Profile
- Investigative experience with exposure within international regions and multinational corporations
- Strong written and verbal communication skills / Exceptional research and analytical skills
- Understanding of all lines of business and products
- Independent decision maker, able to make time-sensitive assessments and to discuss complex regulatory issues with senior management
- Understanding of regulatory concepts including, but not limited to, the Bank Secrecy Act, Office of Foreign Assets Control sanctions, and the USA PATRIOT Act
- Able to interface with business counterparts to obtain information related to their client's transaction activity
- Experience working with internal groups including Legal, Audit, or Risk to ensure consistent understanding of requirements
- Proven ability to formulate and execute an investigatio
- Proficient in MS Office (Outlook/Word/Excel/Access/PowerPoint)
- Bachelor's degree or equivalent experience required
Benefits
- A renowned international bank
About Hays
As one of the largest recruitment agencies on the legal market, Hays ranks as a first stop for legal experts who have set high goals for their careers and are able to achieve them. This applies just as equally to committed "newcomers" as it does to experienced solicitors and attorneys who want to transition to a law firm or corporate environment. Since 1991, Hays has offered personnel consulting and recruitment services for legal professionals. Our consultants are highly experienced in their domain and are aware of the fine details and distinctions that can make the difference between signing on the dotted line or having your application rejected. Register with us and reap the benefits of interesting job offers that match your skills and experience.
Staffing process for freelance specialists
- Analysis of qualifications
- Telephone or personal interview
- Contact with customers
- Contract with Hays
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1. Analysis of qualifications
We carry out a detailed analysis of your technical qualifications on the basis of your CV, your application documents and your profile.
Contact at Hays
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